SNFC - Security National Financial Corporation: Amendment to a previously filed 4

SEC Form 4

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549	OMB APPROVAL

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB Number:	3235-0287

	Estimated average burden
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934	hours per response:	0.5


or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*

Wilbur Norman G

	(Last)	(First)	(Middle)
	2637 MUSTANG DRIVE

(Street)
	MEADE	CO	80542

	(City)	(State)	(Zip)

2. Issuer Name and Ticker or Trading Symbol	5. Relationship of Reporting Person(s) to Issuer
SECURITY NATIONAL FINANCIAL CORP	(Check all applicable)
[ SNFCA ]	X	Director	10% Owner

		Officer (give title	Other (specify
		below)	below)
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)	6. Individual or Joint/Group Filing (Check Applicable Line)
01/20/2021	X Form filed by One Reporting Person
		Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)	2. Transaction	2A. Deemed	3.		4. Securities Acquired (A) or	5. Amount of	6. Ownership	7. Nature of
	Date	Execution Date,	Transaction	Disposed Of (D) (Instr. 3, 4 and 5)	Securities	Form: Direct	Indirect
	(Month/Day/Year)	if any	Code (Instr.				Beneficially Owned	(D) or Indirect	Beneficial
		(Month/Day/Year)	8)					Following Reported	(I) (Instr. 4)	Ownership
								Transaction(s)		(Instr. 4)
			Code	V	Amount	(A) or	Price	(Instr. 3 and 4)
			(D)

Class A Common Stock	01/20/2021		M		1,515	A	$9.05	1,865	D

Class A Common Stock	01/20/2021		M		1,187	A	$9.05	3,052	D

Class A Common Stock	01/20/2021		M		4,613	A	$9.05	7,665	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of

3. Transaction

3A. Deemed

5. Number of

6. Date Exercisable and

7. Title and Amount

8. Price of

9. Number of

10.

11. Nature

Derivative

Conversion

Date

Execution Date,

Transaction

Derivative

Expiration Date

of Securities

Derivative

derivative

Ownership

of Indirect

Security

or Exercise

(Month/Day/Year)

if any

Code (Instr.

Securities

(Month/Day/Year)

Underlying

Security

Securities

Form:

Beneficial

(Instr. 3)

Price of

(Month/Day/Year)

Acquired (A) or

Derivative Security

(Instr. 5)

Beneficially

Direct (D)

Ownership

Derivative

Disposed of (D)

(Instr. 3 and 4)

Owned

or Indirect

(Instr. 4)

Security

(Instr. 3, 4 and 5)

Following

(I) (Instr. 4)

Reported

Amount

Transaction(s)

Date

Expiration

(Instr. 4)

Code

(A)

(D)

Title

Number

Exercisable

Date

of Shares

Director

Stock

$4.81(1)

1,515(1)

Class A

1,515(1)

$4.81(1)

0.0000(1)

Option

12/07/2012

03/07/2013

12/07/2022

Common

(right to

Stock

buy)

Director

Stock

$5.07(2)

6,542(2)

Class A

6,542(2)

$5.07(2)

6,542(2)

Option

12/04/2015

03/04/2016

12/04/2025

Common

(right to

Stock

buy)

Director

Stock

$5.07(3)

1,309(3)

Class A

1,309(3)

$5.07(3)

1,309(3)

Option

12/07/2015

03/07/2016

12/07/2025

Common

(right to

Stock

buy)

Director

Stock

$5.59(4)

6,230(4)

Class A

6,230(4)

$5.59(4)

6,230(4)

Option

12/02/2016

03/02/2017

12/02/2026

Common

(right to

Stock

buy)

Director

Stock

$5.84(5)

1,246(5)

Class A

1,246(5)

$5.84(5)

1,246(5)

Option

12/07/2016

03/07/2017

12/07/2026

Common

(right to

Stock

buy)

Director

Stock

$4.22(6)

1,187(6)

Class A

1,187(6)

$4.22(6)

0.0000(6)

Option

12/01/2017

03/01/2018

12/01/2027

Common

(right to

Stock

buy)

Director

Stock

$4.86(7)

5,651(7)

Class A

5,651(7)

$4.86(7)

5,651(7)

Option

11/30/2018

02/28/2019

11/30/2028

Common

(right to

Stock

buy)

Director

Stock

$4.86(8)

1,131(8)

Class A

1,131(8)

$4.86(8)

1,131(8)

Option

11/30/2018

02/28/2019

11/30/2028

Common

(right to

Stock

buy)

Director

Stock

$5.06(9)

5,381(9)

03/06/2020(9)

Class A

5,381(9)

$5.06(9)

5,381(9)

Option

12/06/2019

12/06/2029

Common

(right to

Stock

buy)

Director

Stock

$5.06(10)

1,076(10)

03/06/2020(10)

Class A

1,076(10)

$5.06(10)

1,076(10)

Option

12/06/2019

12/06/2029

Common

(right to

Stock

buy)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of

3. Transaction

3A. Deemed

5. Number of

6. Date Exercisable and

7. Title and Amount

8. Price of

9. Number of

10.

11. Nature

Derivative

Conversion

Date

Execution Date,

Transaction

Derivative

Expiration Date

of Securities

Derivative

derivative

Ownership

of Indirect

Security

or Exercise

(Month/Day/Year)

if any

Code (Instr.

Securities

(Month/Day/Year)

Underlying

Security

Securities

Form:

Beneficial

(Instr. 3)

Price of

(Month/Day/Year)

Acquired (A) or

Derivative Security

(Instr. 5)

Beneficially

Direct (D)

Ownership

Derivative

Disposed of (D)

(Instr. 3 and 4)

Owned

or Indirect

(Instr. 4)

Security

(Instr. 3, 4 and 5)

Following

(I) (Instr. 4)

Reported

Amount

Transaction(s)

Date

Expiration

(Instr. 4)

Code

(A)

(D)

Title

Number

Exercisable

Date

of Shares

Director

Stock

$3.67(11)

4,613(11)

06/27/2020(11)

Class A

4,613(11)

$3.67(11)

0.0000(11)

Option

03/27/2020

03/27/2030

Common

(right to

Stock

buy)

Director

Stock

$3.67(12)

1,537(12)

06/27/2020(12)

Class A

1,537(12)

$3.67(12)

1,537(12)

Option

03/27/2020

03/27/2030

Common

(right to

Stock

buy)

Explanation of Responses:

This was granted on December 7, 2012 as an option to purchase 1,000 shares of Class A Common Stock under the 2006 Director Stock Option Plan at an exercise price of $7.42 per share, but adjusted pursuant to the anti- dilution provisions of the 2006 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014, February 6, 2015, February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 4, 2015 as an option to purchase 5,000 shares of Class A Common Stock under the Amended and Restated 2014 Director Stock Option Plan (the "2014 Director Stock Option Plan") at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2015 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 5, 2016, February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 2, 2016 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.03 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 7, 2016 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $7.36 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 3, 2017, February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 1, 2017 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.05 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 2, 2018, February 1, 2019, and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on November 30, 2018 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.52 per share, but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect 5% stock dividends paid on February 1, 2019 and February 7, 2020; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option to purchase 5,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on December 6, 2019 as an option to purchase 1,000 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $5.46 per share but adjusted pursuant to the anti-dilution provisions of the 2014 Director Stock Option Plan to reflect a 5% stock dividend paid on February 7, 2020. The option vests in four equal quarterly installments of Class A Common Stock, beginning on March 6, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option to purchase 3,500 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.67 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.
This option was granted on March 27, 2020 as an option to purchase 1,537 shares of Class A Common Stock under the 2014 Director Stock Option Plan at an exercise price of $3.67 per share. The option vests in four equal quarterly installments of Class A Common Stock, beginning on June 27, 2020, until such shares are fully vested; and a 2.5% stock dividend paid on July 17, 2020.

/s/ Norman Gilbert Wilbur		01/29/2021
** Signature of Reporting Person	Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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SNFC - Security National Financial Corporation published this content on 02 February 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 02 February 2021 23:49:17 UTC.

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