KAZ Minerals plc: Form 8.5 (EPT/RI) - Kaz Minerals Plc Amendment


Form 8.5 (EPT/RI) - Kaz Minerals Plc Amendment

This announcement replaces the previous RNS announcement 6899U released at 11:36 on the 7th April 2021. Amendment made to section 2a+b All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Kaz Minerals plc

(d) Date dealing undertaken:

06 April 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

If it is a cash offer or possible cash offer, state 'N/A'

NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

133235

8.68820 GBP

8.65000 GBP

20p ordinary

Sell

382639

8.67366 GBP

8.64767 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

Long

71028

8.653989 GBP

20p ordinary

CFD

Long

37

8.654 GBP

20p ordinary

CFD

Long

21893

8.65 GBP

20p ordinary

CFD

Long

1204

8.654625 GBP

20p ordinary

CFD

Long

2000

8.663395 GBP

20p ordinary

CFD

Long

5000

8.65765 GBP

20p ordinary

CFD

Long

147147

8.653788 GBP

20p ordinary

CFD

Long

6262

8.67366177 GBP

20p ordinary

CFD

Long

75000

8.647674 GBP

20p ordinary

CFD

Long

13581

8.655434 GBP

20p ordinary

CFD

Short

334

8.676 GBP

20p ordinary

CFD

Short

2768

8.651195 GBP

20p ordinary

CFD

Short

4189

8.660709 GBP

20p ordinary

CFD

Short

13357

8.650664 GBP

20p ordinary

CFD

Short

4

8.655 GBP

20p ordinary

CFD

Short

52746

8.651672 GBP

20p ordinary

CFD

Short

158

8.656 GBP

20p ordinary

CFD

Short

1549

8.6535326 GBP

20p ordinary

CFD

Short

1250

8.6882 GBP

20p ordinary

CFD

Short

3352

8.658897 GBP

20p ordinary

CFD

Short

17021

8.64999975001469 GBP

20p ordinary

CFD

Short

8872

8.65 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none '

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state 'none'

None

Date of disclosure:

08 April 2021

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Disclaimer

KAZ Minerals plc published this content on 08 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 April 2021 10:26:25 UTC.

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