KAZ Minerals plc: Form 8.5 (EPT/RI) - Kaz Minerals plc


Form 8.5 (EPT/RI) - Kaz Minerals plc

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:

UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Kaz Minerals plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Kaz Minerals plc

(d) Date dealing undertaken:

07 April 2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

If it is a cash offer or possible cash offer, state 'N/A'

NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

20p ordinary

Buy

103248

8.66000 GBP

8.58791 GBP

20p ordinary

Sell

90074

8.66000 GBP

8.58791 GBP

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

20p ordinary

CFD

Long

360

8.658 GBP

20p ordinary

CFD

Long

3200

8.65302031 GBP

20p ordinary

CFD

Long

6918

8.62751923 GBP

20p ordinary

CFD

Long

10

8.654 GBP

20p ordinary

CFD

Long

1818

8.655248 GBP

20p ordinary

CFD

Long

7068

8.639586 GBP

20p ordinary

CFD

Long

1250

8.655136 GBP

20p ordinary

CFD

Long

374

8.655 GBP

20p ordinary

CFD

Long

457

8.65339168490153 GBP

20p ordinary

CFD

Long

2251

8.65334962239005 GBP

20p ordinary

CFD

Long

1292

8.65335139318885 GBP

20p ordinary

CFD

Long

59375

8.648539 GBP

20p ordinary

CFD

Short

256

8.66 GBP

20p ordinary

CFD

Short

20614

8.656 GBP

20p ordinary

CFD

Short

5053

8.655516 GBP

20p ordinary

CFD

Short

4000

8.65699 GBP

20p ordinary

CFD

Short

9145

8.659561 GBP

20p ordinary

CFD

Short

9365

8.655028 GBP

20p ordinary

CFD

Short

1982

8.653596 GBP

20p ordinary

CFD

Short

5448

8.655923 GBP

20p ordinary

CFD

Short

3003

8.655497 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state 'none '

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state 'none'

None

Date of disclosure:

08 April 2021

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Disclaimer

KAZ Minerals plc published this content on 08 April 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 08 April 2021 10:26:25 UTC.

MoneyController also suggests